CYNTHIA BASHANT, District Judge.
Plaintiff Anton Ewing ("Plaintiff") commenced this civil rights action on July 5, 2013. (ECF No. 1.) On August 2, 2013, Plaintiff filed a First Amended Complaint (ECF No. 7 ("FAC")) against Defendants Bonnie Dumanis, Kamala D. Harris, and William Gore (collectively "Defendants") under 42 U.S.C. § 1983 alleging violations of his rights under the First and Fourteenth Amendments to the United States Constitution. Defendants now move to dismiss the FAC pursuant to Federal Rule of Civil Procedure 12(b)(6) for failure to state a claim upon which relief can be granted. (ECF Nos. 18, 19.)
The Court finds these motions suitable for determination on the papers submitted and without oral argument. See Civ. L.R. 7.1(d)(1). For the following reasons, the Court
Plaintiff was charged with four counts of stalking in violation of California
Plaintiff then pled guilty to one count of stalking under section 646.9(a) with respect to victim Robert Cross, admitting as a factual basis that Plaintiff "repeatedly contacted and harassed [the] victim in an attempt to collect a debt with intent to place[that] person in fear." (Id.; FAC at pp. 7-8.) Following his guilty plea, the Superior Court sentenced Plaintiff to two years in custody. (10/12/12 Opinion at p. 1 FAC at p. 8.)
Plaintiff appealed the conviction claiming "his communications were protected speech under the First Amendment to the federal Constitution." (10/12/12 Opinion at p. 3.) In his appeal, Plaintiff argued: (1) under the First Amendment, the "credible threat" provision of section 646.9 must be construed as requiring proof of a "true threat;" (2) the prosecution failed to show a "true threat" and thus his conviction was unconstitutional; and (3) his communications served legitimate purposes and thus were protected under the First Amendment. (10/12/12 Opinion at p. 7.) The Court of Appeal rejected these arguments. (Id. at pp. 17-19.) Plaintiff appealed to the California Supreme Court, but petition for review was denied. (ECF No. 18-2, Ex. B.)
Plaintiff then filed a writ of habeas corpus in federal district court pursuant to 28 U.S.C. § 2254. The petition was dismissed because Plaintiff had completed his state custodial sentence before filing the petition, divesting the federal court of jurisdiction. (ECF No. 19-5.)
Plaintiff now files this lawsuit against the San Diego District Attorney Bonnie Dumanis, the California Attorney General Kamala Harris, and the San Diego County Sheriff William Gore under 42 U.S.C. § 1983, for "violation of his rights under the First and Fourteenth Amendments to the U.S. Constitution." (FAC at p. 1.)
Plaintiff is clearly asking this Court to declare California Penal Code, section 646.9 (otherwise known as the stalking statute)
Plaintiff further appears to be seeking solely declaratory and injunctive relief. He states: "No monetary relief is sought herein." (Id. at p. 5.) Rather, "[Plaintiff] respectfully requests this Court to strike down California Penal Code § 646.9 as unconstitutional ... and enjoin San Diego County District Attorney and California
However, whether Plaintiff is requesting retroactive or prospective application and based on what conduct is a little more unclear. Plaintiff first alleges that he "is currently under a criminal stalking restraining order for ten years enjoining him from having contact with multiple people in San Diego, including his ex-wife Joanna Hyma ... with which [sic] Plaintiff has a daughter." (Id. at pp. 3-4.) Plaintiff then makes multiple allegations against his ex-wife, claiming she is extorting money from him by threatening to have Plaintiff arrested under the stalking statute. (Id.)
Plaintiff then goes on to discuss his prior criminal case in San Diego Superior Court (discussed above) in which he pled guilty to one count of stalking in violation of California Penal Code § 646.9 for threats he made against Robert Cross "based primarily on emails [Plaintiff] sent in the midst of a real estate dispute." (Id. at pp. 6-8.) Plaintiff alleges in great detail the facts surrounding this prior criminal conviction, but then claims "[t]his [FAC] is not retroactive and does not seek to overturn [the previous] state conviction [for stalking]," nor does it "challenge the California Superior Court's refusal to dismiss a stalking count." (Id. at pp. 5-6.)
However, the FAC then proceeds to do just that, arguing: (1) "since [Plaintiff] was subjected to criminal prosecution for his speech, the prosecution should have been required to prove he made a `true threat';" (2) Plaintiff's "communications were connected with a legitimate legal dispute on whether the lease agreement was violated by Cross ..." and "because these were legitimate purposes, [Plaintiff's] speech could not be criminalized;" (3) "[Plaintiff's] communications were obnoxious but not criminal;" and finally, (4) "[Plaintiff's] speech must be reviewed through the First Amendment's broad protection and narrow exception for threats of unlawful violence, and there is no evidence that [Plaintiff] ever came anywhere near making threats of unlawful violence." (Id. at pp. 28-29, 31-32.)
Federal Rule of Civil Procedure 8(a) requires that a Complaint contain a "short and plain statement of the claim showing that the pleader is entitled to relief." Although Rule 8 "does not require `detailed factual allegations,' ... it [does] demand[] more than an unadorned, the-defendant-unlawfully-harmed-me accusation." Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)). In other words, "a plaintiff's obligation to provide the `grounds' of his `entitle[ment] to relief' requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do." Twombly, 550 U.S. at 555, 127 S.Ct. 1955 (citing Papasan v. Allain, 478 U.S. 265, 286, 106 S.Ct. 2932, 92 L.Ed.2d 209 (1986)).
A motion to dismiss pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure tests the legal sufficiency of the claims asserted in the complaint. Fed. R.Civ.P. 12(b)(6); Navarro v. Block, 250 F.3d 729, 731 (9th Cir.2001). The court must accept all factual allegations pleaded in the complaint as true and must construe them and draw all reasonable inferences from them in favor of the nonmoving party. Cahill v. Liberty Mut. Ins. Co., 80 F.3d 336, 337-38 (9th Cir.1996). To avoid
A court need not accept "legal conclusions" as true. Iqbal, 556 U.S. at 678, 129 S.Ct. 1937. Despite the deference the court must pay to the plaintiff's allegations, it is not proper for the court to assume that "the [plaintiff] can prove facts that [he or she] has not alleged or that defendants have violated the ... laws in ways that have not been alleged." Associated Gen. Contractors of Cal., Inc. v. Cal. State Council of Carpenters, 459 U.S. 519, 526, 103 S.Ct. 897, 74 L.Ed.2d 723 (1983).
Generally, courts may not consider material outside the complaint when ruling on a motion to dismiss. Hal Roach Studios, Inc. v. Richard Feiner & Co., 896 F.2d 1542, 1555 n. 19 (9th Cir.1990). However, documents specifically identified in the complaint whose authenticity is not questioned by parties may also be considered. Fecht v. Price Co., 70 F.3d 1078, 1080 n. 1 (9th Cir.1995) (superseded by statutes on other grounds). Moreover, the court may consider the full text of those documents even when the complaint quotes only selected portions. Id. It may also consider material properly subject to judicial notice without converting the motion into one for summary judgment. Barron v. Reich, 13 F.3d 1370, 1377 (9th Cir. 1994).
As a general rule, a court freely grants leave to amend a complaint which has been dismissed. Fed.R.Civ.P. 15(a). However, leave to amend may be denied when "the court determines that the allegation or other facts consistent with the challenged pleading could not possibly cure the deficiency." Schreiber Distrib. Co. v. Serv-Well Furniture Co., 806 F.2d 1393, 1401 (9th Cir.1986).
In Heck v. Humphrey, 512 U.S. 477, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994), an inmate brought a 42 U.S.C. § 1983 action against county prosecutors and a state police investigator claiming his conviction violated his civil rights. The Supreme Court held that "in order to recover damages for allegedly unconstitutional conviction or imprisonment, or for other harm caused by actions whose unlawfulness would render a conviction or sentence invalid, a § 1983 plaintiff must prove that the conviction or appeal has been reversed on direct appeal, expunged by executive order, declared invalid by state tribunal ... or called into question by a federal court's issuance of writ of habeas corpus." Id. at 486-87, 114 S.Ct. 2364. "Thus, when a state prisoner seeks damages in a § 1983 suit, the district court must consider whether a judgment in favor of the Plaintiff would necessarily imply the invalidity of his conviction or sentence; if it would, the complaint must be dismissed unless the plaintiff can demonstrate that the conviction or sentence has already been invalidated." Id. at 487, 114 S.Ct. 2364; see also Smithart v. Towery, 79 F.3d 951, 952 (9th Cir.1996) ("Heck, in other words, says that if a criminal conviction arising out of the same facts stands and is fundamentally inconsistent with the unlawful behavior for which section 1983 damages are sought, the 1983 action must be dismissed.").
In Plaintiff's prior criminal case, his appeals to both the Court of Appeal and the California Supreme Court were rejected. His federal habeas petition was dismissed since he was no longer in custody.
Alternatively, Plaintiff's claims in the FAC are barred by both res judicata (claim preclusion) and collateral estoppel (issue preclusion). The rules of res judicata and collateral estoppel apply in Section 1983 actions. Allen v. McCurry, 449 U.S. 90, 103-04, 101 S.Ct. 411, 66 L.Ed.2d 308 (1980); Migra v. Warren City Sch. Dist. Bd. of Educ., 465 U.S. 75, 80-85, 104 S.Ct. 892, 79 L.Ed.2d 56 (1984).
"The preclusive effect accorded a state court judgment in a subsequent federal court proceeding is determined by reference to the laws of the rendering state." United States ex rel. Robinson Rancheria Citizens Council, 971 F.2d at 250 (citing 28 U.S.C. § 1738; Marrese v. Am. Academy of Orthopaedic Surgeons, 470 U.S. 373, 380, 105 S.Ct. 1327, 84 L.Ed.2d 274 (1985)); Migra, 465 U.S. at 85, 104 S.Ct. 892. Therefore, the Court looks to the preclusion rules of California. See Miofsky v. Super. Ct. of St. of Cal., In and For Sacramento Cnty., 703 F.2d 332, 336 (9th Cir.1983).
Under California law, "[r]es judicata applies if (1) the decision in the prior proceeding is final and on the merits; (2) the present proceeding is on the same cause of action as the prior proceeding; and (3) the parties in the present proceeding or parties in privity with them were parties to the prior proceeding." Fed'n of Hillside & Canyon Ass'ns v. City of Los Angeles, 126 Cal.App.4th 1180, 1202, 24 Cal.Rptr.3d 543 (2004); Boeken v. Philip Morris USA, Inc., 48 Cal.4th 788, 797, 108 Cal.Rptr.3d 806, 230 P.3d 342 (2010). In addition, "[t]he Supreme Court has held that ... claim ... preclusion can[not] be applied by a federal court if there was not a full and fair opportunity to litigate in the state proceeding." Shaw v. St. of Cal. Dept. of Alcoholic Beverage Control, 788 F.2d 600, 606 (9th Cir.1986) (citing Kremer v. Chemical Construction Corp., 456 U.S. 461, 480-81 & n. 22, 102 S.Ct. 1883, 72 L.Ed.2d 262 (1982)). "[I]n the context of claim preclusion, a party has had a full and fair opportunity to litigate if the procedures provided meet the requirements of the Due Process Clause of the Fourteenth Amendment." Id. (citing Kremer, 456 U.S. at 482-83 & n. 24, 102 S.Ct. 1883).
In Plaintiff's state case, he filed a written motion to dismiss the criminal complaint arguing, in part, that "his communications were protected from criminalization under the First Amendment." (FAC at p. 16.) The trial court denied Plaintiff's motion to dismiss the complaint, including count 5, at the preliminary hearing and required Plaintiff to answer all eight charged counts. (10/12/12 Opinion at p. 2.) Plaintiff thereafter pleaded guilty to count 5 and the court sentenced Plaintiff to a two-year prison term. (Id.) Plaintiff appealed. (Id.)
On appeal, Plaintiff argued "(1) his communications were protected speech under the First Amendment to the federal Constitution, and (2) the prosecution failed to show that he violated section 646.9(a)." (Id. at p. 3.) Plaintiff specifically argued that "(1) under the First Amendment, the `credible threat' provision of section 646.9 must be construed as requiring proof of a `true threat,' which ... `in turn requires a showing that the "speaker means to communicate a serious expression of an intent to commit an act of unlawful violence"'...; and (2) the People `failed to make this showing.'" (Id. at p. 7.) Plaintiff also argued that "his communications served legitimate purposes, and they were thus protected by the First Amendment and did not violate section 646.9(a)." (Id. at p. 7.)
Under California law, a judgment is final for purposes of res judicata after resolution of an appeal. Sosa v. DIRECTV, Inc., 437 F.3d 923, 928 (9th Cir. 2006) (finding a judgment final where there has been a decision on appeal as well as denial of review by the California Supreme Court). Accordingly, the Court finds there was a final judgment on the merits in Plaintiff's state case.
The same cause of action is implicated if two lawsuits are based on the same "primary right." Fed'n of Hillside & Canyon Ass'ns, 126 Cal.App.4th at 1202, 24 Cal.Rptr.3d 543; Gonzales v. Cal. Dep't of Corrs., 739 F.3d 1226, 1232 (9th Cir. 2014). That primary right is "the right to be free from a particular injury, regardless of the legal theory on which liability for the injury is based." Id.; see also Gonzales, 739 F.3d at 1233 ("[I]f two actions involve the same injury to the plaintiff and the same wrong by the defendant then the same primary right is at stake even if in the second suit the plaintiff pleads different theories of recovery, seeks different forms of relief and/or adds new facts supporting recovery." (quoting Eichman v. Fotomat Corp., 147 Cal.App.3d 1170, 1174, 197 Cal.Rptr. 612 (1983))).
"The scope of the primary right therefore depends on how the injury is defined." Id.; see also Gonzales, 739 F.3d at 1233("[U]nder the primary rights theory, the determinative factor is the harm suffered. When two actions involving the same parties seek compensation for the same harm, they generally involve the same primary right." (quoting Boeken, 48 Cal.4th at 798, 108 Cal.Rptr.3d 806, 230 P.3d 342)). "An injury is defined in part by reference to the set of facts, or transaction, from which the injury arose." Id. at 1203, 24 Cal.Rptr.3d 543. "If the same primary right is involved in two actions, judgment in the first bars consideration not only of all matters actually raised in the first suit but also all matters which could have been raised." Id. (quoting Eichman, 147 Cal.App.3d at 1174, 197 Cal.Rptr. 612).
In Plaintiff's state case and in the FAC, Plaintiff has asserted that he was injured because section 646.9 is unconstitutional and the speech at issue was protected by the First Amendment. In this suit, Plaintiff may seek a different form of relief — an injunction — and assert a different theory of recovery — section 646.9 violates the dormant commerce clause — but the same primary right is implicated. Undeniably, the facts underlying the injury are the same in both cases. Plaintiff argues he was not given an opportunity to fully litigate his commerce clause claim in state court because his attorney refused to make the claim upon his request. (Opp. at pp. 19-20.) However, there is no suggestion the procedures provided to him failed to meet the requirements of due process. Thus, the Court finds that Plaintiff's claims in
"Privity is essentially a shorthand statement that collateral estoppel is to be applied in a given case; there is no universally applicable definition of privity." People v. Sims, 32 Cal.3d 468, 486, 186 Cal.Rptr. 77, 651 P.2d 321 (1982) (quoting Lynch v. Glass, 44 Cal.App.3d 943, 947, 119 Cal.Rptr. 139 (1975)). "The question is whether the non-party is sufficiently close to the original case to afford application of the principle of preclusion." People ex rel. State of Cal. v. Drinkhouse, 4 Cal.App.3d 931, 937, 84 Cal.Rptr. 773 (1970).
In Sims, the Supreme Court of California found that the office of the district attorney and the Social Services Department of Sonoma County were "sufficiently close" to warrant the application of collateral estoppel. Sims, 32 Cal.3d at 487, 186 Cal.Rptr. 77, 651 P.2d 321. The court explained:
Id.; see also Sunshine, 310 U.S. at 402-03, 60 S.Ct. 907 ("There is privity between officers of the same government so that a judgment in a suit between a party and a representative of the United States is res judicata in relitigation of the same issue between that party and another officer of the government."). The Supreme Court of California further noted in Sims "the close association between the county and the district attorney's office could be seen from the fact that the agencies operate jointly in investigating and controlling welfare fraud." Dyson v. Cal. St. Personnel Bd., 213 Cal.App.3d 711, 262 Cal.Rptr. 112 (1989).
Here, Plaintiff is a party to both actions. His state case was brought by the State of California in the name of the "People." Defendants in this matter are agents of the State of California being sued as such in their official capacity and for the reason that they enforce the laws of the State of California. Thus they are closely associated with the State of California and share a common interest in enforcing state law. The Court accordingly finds there is privity between the parties.
Given the foregoing, this action is barred by the doctrine of res judicata.
Under collateral estoppel, or issue preclusion, "once a court has decided an issue of fact or law necessary to its judgment, that decision may preclude relitigation of the issue in a suit on a different cause of action involving a party to the first case." Allen, 449 U.S. at 94, 101 S.Ct. 411. "State law governs the application of collateral estoppel or issue preclusion to a state court judgment in a federal civil rights action." Allen, 449 U.S. at 96, 101 S.Ct. 411; Ayers v. City of Richmond, 895 F.2d 1267, 1270 (9th Cir.1990). In California, four criteria govern the application of collateral estoppel to issues raised in a prior criminal proceeding: "(1) the
Plaintiff's state conviction, a felony conviction, was not only serious enough so that Plaintiff was motivated to fully litigate the charges, but he did in fact do so. After Plaintiff pleaded guilty to a violation of the stalking statute, he appealed his conviction and raised the same First Amendment constitutional challenges that he raises here: (1) under the First Amendment, the "credible threat" provision of section 646.9 must be construed as requiring proof of a "true threat;" (2) the prosecution failed to show a "true threat" and thus his conviction was unconstitutional; and (3) his communications served legitimate purposes and thus were protected under the First Amendment. (10/12/12 Opinion at p. 7;
"Privity exists where the party against whom collateral estoppel is asserted was a party to the prior adjudication where the issue to be estopped was finally decided." Ayers, 895 F.2d at 1271 (finding privity where the party against whom collateral estoppel is being asserted was a party to both a prior criminal action and a subsequent Section 1983 action). Defendants are asserting collateral estoppel against Plaintiff, who was a party to the prior state case. Accordingly, Plaintiff is collaterally estopped from raising his First Amendment challenges in this section 1983 action.
For the reasons stated above, Defendants' motions to dismiss are